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Financial Services

Section Description

Financial Services - Artsyl

docAlpha’s document processing solution for the financial services industry helps to streamline processes, improve customer service, ensure compliance and reduce costs.

Financial Institutions like wealth management, investment services, mortgage and brokerage firms are paper intensive businesses. Reducing costs and increasing service levels and operational efficiencies provides a competitive advantage vital to success.

At the same time the need for compliance with regulatory laws such as Graham-Leach-Bliley, SEC 17a-3 and 17a-4, The Patriot Act, Sarbanes-Oxley sections 302 and 404 for public companies, IRS Rev. Proc. 97-22 and NASD 3010 & NYSE 342 place an exceptional burden on financial services companies to maintain document security and process auditability.

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